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Listing Rules
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421	Chapter 30 DEBT SECURITIES DEBT ISSUES TO PROFESSIONAL INVESTORS ONLY Introduction[removed]This Chapter deals with debt issues to professional investors only. It sets out the qualifications for listing, application procedu Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 08:11:11 Investment Finance Securities Security Growth Enterprise Market Bond Warrant Initial public offering Listing Rules Financial economics Stock market Corporate finance
422	COUNTRY GUIDE – Australia (20 December 2013, updated in April[removed]Important notes: This guide does not override the Rules and is not a substitute for legal, regulatory, tax, financial or any other advice from qualifi Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-04-15 03:54:06 International Financial Reporting Standards Listing Rules Finance Business Stock market Australian Securities Exchange Economy of New South Wales Economy of Australia
423	HKEx LISTING ENFORCEMENT GUIDANCE LETTER Cite as HKEx-LEGL02-08 (November[removed]This guidance letter is withdrawn, as Rules[removed]a) and (c) were repealed with the implementation of Part XIVA of the Securities and F Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2012-12-20 04:53:03 Listing Rules Economics Financial system Business Corruption Insider trading Stock market
424	HKEx LISTING ENFORCEMENT GUIDANCE LETTER Cite as HKEx-LEGL08-09 (February[removed]This guidance letter is withdrawn, as Rules[removed]a) and (c) were repealed with the implementation of Part XIVA of the Securities and F Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2012-12-20 04:53:03 Insider trading Economics Selective disclosure Business Stock market Financial system Corruption
425	Appendix 7 Part E Type of Security: Debt Type of Issuer: State Corporations and Banks This Agreement is entered into between . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 07:37:09 Investment Finance SEC filings Security United States securities law Settlement Underwriting Listing Rules Securities market Securities Financial economics Stock market
426	Chapter 15 EQUITY SECURITIES PROSPECTUSES Preliminary[removed]Issuers are reminded that a listing document which is a prospectus under the Companies Ordinance must both comply with the GEM Listing Rules and, where required Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 20:55:13 Investment Finance Prospectus United States securities law United States Securities and Exchange Commission Listing Rules Securities Act Non-reporting issuer Stock market Financial economics Securities
427	HKEx GUIDANCE LETTER HKEx-GL76-14 (Published in May[removed]Rule reference updated in July[removed]Subject Guidance on opinion letters prepared by independent financial advisers under the Listing Rules Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2014-06-24 04:19:27 Independent Financial Adviser Irish Football Association
428	Appendix 5 FORMS RELATING TO LISTING FORM A Application Form - Equity securities (of an issuer no part of whose share capital is already listed) This form must be lodged, duly completed, at least 25 clear business days p Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2013-09-24 08:11:07 Finance Growth Enterprise Market Security Listing Rules Underwriting Stock exchange Securities Act Qualified institutional placement Stock market Financial economics Investment
429	Appendix 7 SPONSOR’S FORMS FORM I Sponsor’s Declaration of Compliance concerning a New Applicant This declaration must be lodged, duly completed, prior to the commencement of dealing of the securities of the new appl Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-01-19 07:29:40 73rd United States Congress United States Securities and Exchange Commission Growth Enterprise Market Listing Rules United States securities law
430	Seminar for Consultation Paper on Review of Listing Rules on Disclosure of Financial Information with reference to the new Companies Ordinance and Hong Kong Financial Reporting Standards Date Add to Reading List Source URL: www.hkicpa.org.hk Language: English - Date: 2014-09-02 23:49:29 Professional accountancy bodies Hong Kong Institute of Certified Public Accountants Accountant Credit card Cheque Hong Kong Accountancy in Hong Kong Finance Business Economy of Hong Kong

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